Key Operational and Risk Management Considerations for Complying with N-PORT Reporting

Damian Handzy, Ph.D.
Global Head of Risk, StatPro
 
Samuel K. Won
Founder and Managing Director, 
Global Risk Management Advisors, Inc. 
 
30 OCTOBER 2017
 

are you ready for n-port?

On October 13, 2016, the US Securities and Exchange Commission (SEC) approved new and comprehensive rules to address liquidity risks for mutual funds and certain ETFs. In addition, the SEC adopted new mutual fund reporting rules and an optional “swing pricing” rule.

Download this white paper to learn the key elements included with these rules, and key recommendations.